Important Legal Information

Disclosures & Legal Disclaimers

Transparency for Institutional Integrity.

Version: 1.0.0
Last Updated: October 4, 2025

Analytics-Only Platform

Axiom provides analytics and AI-powered signals only. We are NOT a broker, dealer, custodian, or financial institution.

  • No Fund Custody: Axiom never holds, transfers, or has access to your funds, assets, or trading accounts.
  • No Execution: We do not execute trades, place orders, or manage portfolios on your behalf.
  • Third-Party Brokers Only: All trading, execution, and account management occurs at external, regulated third-party brokers selected solely by you.
  • User Control: You maintain full control and ownership of your accounts and assets at all times.
Important: Axiom is a technology platform providing market analytics. We are not responsible for broker execution, account security, or trading outcomes.

No Investment Advice

Axiom is NOT a registered investment advisor (RIA), broker-dealer, or fiduciary. Nothing on this platform constitutes investment advice, financial advice, legal advice, or tax advice.

  • Not Personalized: All analytics, signals, and information are provided for informational and educational purposes only and are not tailored to your individual circumstances, risk tolerance, or financial situation.
  • Not Recommendations: No content should be construed as a recommendation, endorsement, or solicitation to buy, sell, or hold any security or asset.
  • Consult Professionals: You must consult with licensed investment advisors, attorneys, accountants, or other qualified professionals before making any financial or investment decisions.
  • Your Responsibility: All investment decisions are solely your responsibility. Axiom does not provide personalized recommendations or suitability determinations.
Investment Advice Disclaimer: By using Axiom, you acknowledge that you are NOT receiving investment advice and that you are responsible for conducting your own due diligence and consulting appropriate professionals.

Hypothetical & Backtested Performance

All performance results, portfolio analytics, and simulations shown on this platform are based on hypothetical, backtested, or out-of-sample data.

Key Limitations

  • Not Real Trading: Hypothetical and backtested results do NOT represent actual trading, and no money was risked in generating these results.
  • No Guarantee: Past performance, whether actual or hypothetical, is NOT indicative of future results. Markets change, and future performance may differ materially.
  • Perfect Hindsight: Backtests are designed with the benefit of hindsight and do not account for real-world uncertainties.
  • Costs Not Included: Hypothetical results may not reflect the impact of transaction costs, slippage, market impact, fees, taxes, or other real-world trading frictions.
  • Survivorship Bias: Historical data may be subject to survivorship bias, data mining, or other statistical artifacts.
  • Liquidity Assumptions: Backtests assume perfect liquidity and execution, which may not be achievable in real markets, especially during volatile or illiquid conditions.
PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. Real trading may incur significant losses. Hypothetical results should be viewed with extreme caution and skepticism.

Model Limitations & Assumptions

Axiom's AI models, signals, and analytics are based on various market assumptions, historical data patterns, and statistical methods. These models have inherent limitations:

Technical Limitations

  • Overfitting Risk: Models may be over-optimized to historical data and fail to generalize to future market conditions.
  • Regime Changes: Market regimes can shift unexpectedly (e.g., from low to high volatility, bull to bear markets), rendering historical patterns obsolete.
  • Black Swan Events: Models cannot predict or account for rare, catastrophic events (financial crises, pandemics, geopolitical shocks) that fall outside historical norms.
  • Data Quality: Models depend on the accuracy, completeness, and timeliness of input data. Errors or delays in data can lead to incorrect signals.
  • Execution Failures: Real-world execution may fail due to broker outages, network issues, rejected orders, or insufficient liquidity.
  • Slippage & Market Impact: Large orders may move markets against you, resulting in worse execution prices than modeled.

Model Assumptions

  • Models assume markets are rational, liquid, and continuously tradable.
  • Models may assume certain correlations or volatility patterns persist.
  • Models may not account for regulatory changes, tax implications, or structural market shifts.
  • AI/ML models are "black boxes" and may produce unexpected or unexplainable outputs.
Use at Your Own Risk: Models are tools, not guarantees. Users must understand model limitations and validate outputs independently before relying on them for trading or investment decisions.

Data Sources & Accuracy

Axiom aggregates data from various third-party sources believed to be reliable. However:

  • No Warranty: We do not guarantee the accuracy, completeness, timeliness, or reliability of any data or information provided.
  • Third-Party Sources: Data is sourced from exchanges, data vendors, and public APIs. We are not responsible for errors, omissions, or delays from these sources.
  • Independent Verification: Users should independently verify all data and information before relying on it for trading or investment decisions.
  • Real-Time vs. Delayed: Some data may be delayed or based on snapshots and may not reflect current market conditions.
  • No Liability: Axiom is not liable for any losses or damages arising from the use of inaccurate, incomplete, or delayed data.

Regulatory & Geographic Scope

Axiom operates as an analytics platform and is NOT a broker, custodian, investment company, or regulated financial entity.

Regulatory Status

  • Not Registered: Axiom is not registered with the SEC, FINRA, CFTC, NFA, or any other regulatory body as a broker-dealer, investment advisor, or commodity trading advisor.
  • Technology Platform: We provide software-as-a-service (SaaS) analytics tools, not regulated financial services.
  • No Broker Services: We do not offer brokerage, custody, or execution services.

Geographic Restrictions

  • Local Law Compliance: Platform use is subject to applicable local, state, and national laws. Users are responsible for ensuring compliance.
  • Restricted Jurisdictions: Access may be restricted or prohibited in certain jurisdictions. Do not use Axiom if such use violates local law.
  • No Solicitation: Nothing on this platform constitutes a solicitation or offer in any jurisdiction where such solicitation would be unlawful.
  • International Users: If you access Axiom from outside the United States, you do so at your own risk and are responsible for compliance with local laws.
Check Your Local Laws: Before using Axiom, ensure that you are legally permitted to access and use analytics platforms and engage in the trading activities you intend to pursue.

Risk Factors & User Responsibility

All financial investments carry risk, including the risk of total loss of principal.

Investment Risks

  • Market Risk: Asset prices can and do decline, sometimes rapidly and unpredictably.
  • Volatility: Markets can be highly volatile, leading to large gains or losses in short periods.
  • Liquidity Risk: You may not be able to exit positions quickly or at favorable prices, especially during market stress.
  • Leverage Risk: If you use margin or leverage, losses can exceed your initial investment.
  • Counterparty Risk: Your broker or other counterparties may fail, leading to loss of funds.
  • Operational Risk: Technical failures, errors, or cyber attacks may disrupt trading or result in losses.
  • Regulatory Risk: Changes in laws or regulations may adversely affect your positions or ability to trade.

Your Responsibilities

  • Risk Management: You are solely responsible for managing your risk, setting position sizes, stop losses, and portfolio allocations.
  • Due Diligence: Conduct your own research and due diligence before making any trading or investment decisions.
  • Professional Advice: Consult with licensed financial advisors, attorneys, and tax professionals as needed.
  • Suitability: Ensure that your investment strategy and risk tolerance are appropriate for your financial situation and goals.
  • No Reliance on Axiom: Do not rely solely on Axiom's analytics or signals. Validate all information independently.
YOU CAN LOSE MONEY. Investing and trading involve significant risk. Only invest funds you can afford to lose. Axiom is NOT responsible for your trading decisions, outcomes, or any losses you may incur.

Privacy & Data Usage

Axiom is committed to protecting your privacy and handling your data responsibly.

  • Privacy Policy: All data collection, use, and sharing is governed by our Privacy Policy. Please review it carefully.
  • No Data Sales: We do NOT sell your personal information to third parties for marketing or advertising purposes.
  • AI Model Training: We may use de-identified, aggregated data to improve our AI models and platform. Individual user data is never used for training without anonymization.
  • Security: We implement industry-standard security measures to protect your data. See our Security & Risk Methodology for details.
  • Your Rights: You have rights to access, correct, delete, and export your data. Contact privacy@axiom-ai.online to exercise your rights.

Version 1.0.0 • Last Updated October 4, 2025