Institutional-Grade Security & Risk Management at Axiom

Every facet of the Axiom platform—analytics, data, and workflow—is built to meet or surpass enterprise standards for digital asset security, cybersecurity, and client confidentiality.

SOC 2 · ISO 27001 · GDPR · CCPA · Independent Audits

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Axiom's platform architecture is built on enterprise-grade security principles, ensuring zero custodial risk and maximum data protection at every layer of the stack.

  • Zero Custodial Risk

    Axiom never holds, moves, or accesses client assets or funds. All trading execution and asset custody remain exclusively with user-selected regulated brokers.

  • Tier-1 Cloud Infrastructure

    Infrastructure hosted in SOC 2, ISO 27001, and PCI DSS certified cloud environments with multi-region redundancy, automated failover, and 99.9% uptime SLA.

  • Access Control & Authentication

    Multi-factor authentication (MFA) and Single Sign-On (SSO) enforced for all admin and user access. Minimum privilege model, encrypted session tokens (JWT), and role-based access control (RBAC).

  • Secure Code Deployment

    All code and model deployments via audited CI/CD pipelines with peer review, automated security scanning (SAST/DAST), cryptographic signing, and immutable deployment logs.

  • Network Security

    TLS 1.3+ for all data in transit, AES-256 encryption at rest, DDoS protection, Web Application Firewall (WAF), and intrusion detection/prevention systems (IDS/IPS).

Axiom adheres to the highest standards of data privacy and protection, ensuring full compliance with global data protection regulations and user data sovereignty.

  • Data Classification & Encryption

    All data classified by sensitivity level. Encryption at rest (AES-256-GCM) and in transit (TLS 1.3+). Hardware security modules (HSM) for cryptographic key management.

  • Privacy by Design

    No personally identifiable information (PII) shared, sold, or stored beyond strict GDPR, CCPA, and UK DPA requirements. Explicit user consent for all analytics and data processing.

  • De-Identified & Aggregated Data

    Only de-identified, aggregated data used for AI/ML model training and platform improvement. User-level data never sold or disclosed. Opt-out routes available for enterprise clients.

  • Data Retention & Deletion

    Automated data retention policies aligned with regulatory requirements. Users may request data export or deletion at any time per GDPR Article 17 (Right to Erasure).

  • Independent Privacy Audits

    Periodic independent privacy audits conducted by third-party firms. Full audit reports and data processing agreements available upon request to privacy@axiom-ai.online.

Axiom's broker integration architecture ensures maximum security and zero operational risk through read-only API access and OAuth2-based authentication.

  • Regulated Brokers Only

    Axiom exclusively integrates with tier-1 regulated brokers (SEC, FCA, ASIC registered). No unregulated or offshore entities supported.

  • OAuth2 Secure Token Handshake

    All broker connections use OAuth2 or equivalent secure token exchange. Axiom never requests, stores, or accesses user login credentials.

  • Read-Only API Scopes

    By default, all broker API integrations are read-only. No write access to trades, no broker account management, no movement or custody of funds.

  • API Activity Monitoring

    All broker API logs monitored in real-time for anomalous activities, rate limiting violations, and unauthorized access attempts. Automated alerts and circuit breakers.

  • Broker Liability Boundary

    All trade execution, account custody, and regulatory reporting remain with the user's chosen broker. Axiom assumes no liability for broker services or third-party actions.

Axiom employs continuous, automated risk monitoring and human-in-the-loop oversight to ensure platform integrity, signal quality, and operational resilience.

  • 24/7 Automated Risk Anomaly Detection

    Real-time outlier analysis, rate checks, signal drift detection, and intrusion alarms. Automated circuit breakers and escalation protocols for critical events.

  • Human-in-the-Loop Oversight

    Dedicated risk committee for trade strategy audits, signal validation, model drift review, and abuse detection. No fully autonomous decision-making without human review.

  • Disaster Recovery & Business Continuity

    Comprehensive disaster recovery plans (DRP) and business continuity plans (BCP) tested quarterly. Multi-region failover, automated backups, and recovery time objectives (RTO) < 4 hours.

  • Incident Response Policy

    Formal incident response policy with defined roles, escalation paths, and communication protocols. Users notified of material security breaches within 72 hours per GDPR Article 33.

  • Performance & Model Monitoring

    Continuous monitoring of signal performance, model accuracy, regime detection, and risk-adjusted returns. Automated alerts for degraded performance or anomalous behavior.

Axiom maintains strict compliance with global regulatory standards, data protection laws, and industry certifications to ensure institutional trust and legal clarity.

Certification Roadmap & Current Status

SOC 2 Type II

Design Phase (Target: Q2 2026)

ISO 27001

Roadmap (Target: Q3 2026)

GDPR Compliance

✓ Active & Enforced

CCPA Compliance

✓ Active & Enforced

  • GDPR & CCPA Data Subject Rights

    Full compliance with GDPR (EU), CCPA/CPRA (California), and UK DPA. Users may request data access, portability, correction, or deletion at any time. Contact privacy@axiom-ai.online.

  • Deployment Fingerprinting

    Every code deployment and model version is cryptographically fingerprinted and logged with immutable audit trails. Full traceability and rollback capability for all releases.

  • Non-Financial Entity Status

    Axiom is NOT a broker-dealer, registered investment advisor (RIA), custodian, or exchange. Axiom never accepts or manages client capital. All trading and custody remain with external regulated brokers.

  • Cross-Border Data Transfer

    Data transfers comply with GDPR Article 46 and EU-US Data Privacy Framework. Standard contractual clauses (SCCs) in place for all international data flows.

  • Regulatory Reporting

    Axiom does not provide direct regulatory reporting or legal counsel. Users are responsible for their own tax, AML, and regulatory compliance with their respective jurisdictions.

Axiom commits to radical transparency through regular independent audits, public security attestations, and user-accessible audit reports.

  • Annual Third-Party Vulnerability Assessment

    Comprehensive penetration testing and vulnerability assessment conducted annually by independent, accredited cybersecurity firms. All critical and high-severity findings remediated within 30 days.

  • Infrastructure & Code Security Testing

    All core code, infrastructure, and APIs undergo regular security testing including SAST (static analysis), DAST (dynamic analysis), and SCA (software composition analysis).

  • User-Accessible Security Attestations

    Institutional users and prospective clients may request security attestations, audit summaries, compliance certifications, and incident logs. Contact compliance@axiom-ai.online.

  • Security by Design Philosophy

    All new features and platform updates reviewed by in-house CISO, security advisors, and external consultants prior to production release. Threat modeling and risk assessment integrated into development lifecycle.

  • Bug Bounty & Responsible Disclosure

    Axiom maintains a responsible disclosure program for security researchers. Report vulnerabilities to security@axiom-ai.online with PGP encryption available on request.

Trust Band & Legal Microcopy

Axiom is strictly non-custodial. No client funds are ever held, moved, or accessed by Axiom. All analytics, signals, and API integrations comply with GDPR, CCPA, and SOC 2/ISO 27001 security requirements. Annual independent audits and compliance reports available upon request.

Compliance Inquiries

compliance@axiom-ai.online

Legal & Contracts

legal@axiom-ai.online

Privacy & Data Rights

privacy@axiom-ai.online